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Front-door Adjustment Beyond Markov Equivalence with Limited Graph Knowledge

Neural Information Processing Systems

Causal effect estimation from data typically requires assumptions about the cause-effect relations either explicitly in the form of a causal graph structure within the Pearlian framework, or implicitly in terms of (conditional) independence statements between counterfactual variables within the potential outcomes framework. When the treatment variable and the outcome variable are confounded, front-door adjustment is an important special case where, given the graph, causal effect of the treatment on the target can be estimated using post-treatment variables. However, the exact formula for front-door adjustment depends on the structure of the graph, which is difficult to learn in practice. In this work, we provide testable conditional independence statements to compute the causal effect using front-door-like adjustment without knowing the graph under limited structural side information. We show that our method is applicable in scenarios where knowing the Markov equivalence class is not sufficient for causal effect estimation. We demonstrate the effectiveness of our method on a class of random graphs as well as real causal fairness benchmarks.


Cross-modal Causal Intervention for Alzheimer's Disease Prediction

Jin, Yutao, Xiao, Haowen, Zhai, Junyong, Li, Yuxiao, Chu, Jielei, Lv, Fengmao, Li, Yuxiao

arXiv.org Artificial Intelligence

Mild Cognitive Impairment (MCI) serves as a prodromal stage of Alzheimer's Disease (AD), where early identification and intervention can effectively slow the progression to dementia. However, diagnosing AD remains a significant challenge in neurology due to the confounders caused mainly by the selection bias of multi-modal data and the complex relationships between variables. To address these issues, we propose a novel visual-language causality-inspired framework named Cross-modal Causal Intervention with Mediator for Alzheimer's Disease Diagnosis (MediAD) for diagnostic assistance. Our MediAD employs Large Language Models (LLMs) to summarize clinical data under strict templates, therefore enriching textual inputs. The MediAD model utilizes Magnetic Resonance Imaging (MRI), clinical data, and textual data enriched by LLMs to classify participants into Cognitively Normal (CN), MCI, and AD categories. Because of the presence of confounders, such as cerebral vascular lesions and age-related biomarkers, non-causal models are likely to capture spurious input-output correlations, generating less reliable results. Our framework implicitly mitigates the effect of both observable and unobservable confounders through a unified causal intervention method. Experimental results demonstrate the outstanding performance of our method in distinguishing CN/MCI/AD cases, outperforming other methods in most evaluation metrics. The study showcases the potential of integrating causal reasoning with multi-modal learning for neurological disease diagnosis.


Causal Inspired Multi Modal Recommendation

Yang, Jie, Gu, Chenyang, Liu, Zixuan

arXiv.org Artificial Intelligence

Multimodal recommender systems enhance personalized recommendations in e-commerce and online advertising by integrating visual, textual, and user-item interaction data. However, existing methods often overlook two critical biases: (i) modal confounding, where latent factors (e.g., brand style or product category) simultaneously drive multiple modalities and influence user preference, leading to spurious feature-preference associations; (ii) interaction bias, where genuine user preferences are mixed with noise from exposure effects and accidental clicks. To address these challenges, we propose a Causal-inspired multimodal Recommendation framework. Specifically, we introduce a dual-channel cross-modal diffusion module to identify hidden modal confounders, utilize back-door adjustment with hierarchical matching and vector-quantized codebooks to block confounding paths, and apply front-door adjustment combined with causal topology reconstruction to build a deconfounded causal subgraph. Extensive experiments on three real-world e-commerce datasets demonstrate that our method significantly outperforms state-of-the-art baselines while maintaining strong interpretability.



Unbiased Reasoning for Knowledge-Intensive Tasks in Large Language Models via Conditional Front-Door Adjustment

Zhao, Bo, Zhang, Yinghao, Xu, Ziqi, Ren, Yongli, Zhang, Xiuzhen, Luo, Renqiang, Feng, Zaiwen, Xia, Feng

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have shown impressive capabilities in natural language processing but still struggle to perform well on knowledge-intensive tasks that require deep reasoning and the integration of external knowledge. Although methods such as Retrieval-Augmented Generation (RAG) and Chain-of-Thought (CoT) have been proposed to enhance LLMs with external knowledge, they still suffer from internal bias in LLMs, which often leads to incorrect answers. In this paper, we propose a novel causal prompting framework, Conditional Front-Door Prompting (CFD-Prompting), which enables the unbiased estimation of the causal effect between the query and the answer, conditional on external knowledge, while mitigating internal bias. By constructing counterfactual external knowledge, our framework simulates how the query behaves under varying contexts, addressing the challenge that the query is fixed and is not amenable to direct causal intervention. Compared to the standard front-door adjustment, the conditional variant operates under weaker assumptions, enhancing both robustness and generalisability of the reasoning process. Extensive experiments across multiple LLMs and benchmark datasets demonstrate that CFD-Prompting significantly outperforms existing baselines in both accuracy and robustness.


Causal Prompting for Implicit Sentiment Analysis with Large Language Models

Ren, Jing, Zhou, Wenhao, Li, Bowen, Liu, Mujie, Le, Nguyen Linh Dan, Cen, Jiade, Chen, Liping, Xu, Ziqi, Xu, Xiwei, Li, Xiaodong

arXiv.org Artificial Intelligence

Implicit Sentiment Analysis (ISA) aims to infer sentiment that is implied rather than explicitly stated, requiring models to perform deeper reasoning over subtle contextual cues. While recent prompting-based methods using Large Language Models (LLMs) have shown promise in ISA, they often rely on majority voting over chain-of-thought (CoT) reasoning paths without evaluating their causal validity, making them susceptible to internal biases and spurious correlations. To address this challenge, we propose CAPITAL, a causal prompting framework that incorporates front-door adjustment into CoT reasoning. CAPITAL decomposes the overall causal effect into two components: the influence of the input prompt on the reasoning chains, and the impact of those chains on the final output. These components are estimated using encoder-based clustering and the NWGM approximation, with a contrastive learning objective used to better align the encoder's representation with the LLM's reasoning space. Experiments on benchmark ISA datasets with three LLMs demonstrate that CAPITAL consistently outperforms strong prompting baselines in both accuracy and robustness, particularly under adversarial conditions. This work offers a principled approach to integrating causal inference into LLM prompting and highlights its benefits for bias-aware sentiment reasoning. The source code and case study are available at: https://github.com/whZ62/CAPITAL.


Front-door Adjustment Beyond Markov Equivalence with Limited Graph Knowledge

Neural Information Processing Systems

Causal effect estimation from data typically requires assumptions about the cause-effect relations either explicitly in the form of a causal graph structure within the Pearlian framework, or implicitly in terms of (conditional) independence statements between counterfactual variables within the potential outcomes framework. When the treatment variable and the outcome variable are confounded, front-door adjustment is an important special case where, given the graph, causal effect of the treatment on the target can be estimated using post-treatment variables. However, the exact formula for front-door adjustment depends on the structure of the graph, which is difficult to learn in practice. In this work, we provide testable conditional independence statements to compute the causal effect using front-door-like adjustment without knowing the graph under limited structural side information. We show that our method is applicable in scenarios where knowing the Markov equivalence class is not sufficient for causal effect estimation.


Interventional Imbalanced Multi-Modal Representation Learning via $\beta$-Generalization Front-Door Criterion

Li, Yi, Li, Jiangmeng, Song, Fei, Zhu, Qingmeng, Zheng, Changwen, Qiang, Wenwen

arXiv.org Artificial Intelligence

Multi-modal methods establish comprehensive superiority over uni-modal methods. However, the imbalanced contributions of different modalities to task-dependent predictions constantly degrade the discriminative performance of canonical multi-modal methods. Based on the contribution to task-dependent predictions, modalities can be identified as predominant and auxiliary modalities. Benchmark methods raise a tractable solution: augmenting the auxiliary modality with a minor contribution during training. However, our empirical explorations challenge the fundamental idea behind such behavior, and we further conclude that benchmark approaches suffer from certain defects: insufficient theoretical interpretability and limited exploration capability of discriminative knowledge. To this end, we revisit multi-modal representation learning from a causal perspective and build the Structural Causal Model. Following the empirical explorations, we determine to capture the true causality between the discriminative knowledge of predominant modality and predictive label while considering the auxiliary modality. Thus, we introduce the $\beta$-generalization front-door criterion. Furthermore, we propose a novel network for sufficiently exploring multi-modal discriminative knowledge. Rigorous theoretical analyses and various empirical evaluations are provided to support the effectiveness of the innate mechanism behind our proposed method.


Causal Prompting: Debiasing Large Language Model Prompting based on Front-Door Adjustment

Zhang, Congzhi, Zhang, Linhai, Wu, Jialong, Zhou, Deyu, He, Yulan

arXiv.org Artificial Intelligence

Despite the notable advancements of existing prompting methods, such as In-Context Learning and Chain-of-Thought for Large Language Models (LLMs), they still face challenges related to various biases. Traditional debiasing methods primarily focus on the model training stage, including approaches based on data augmentation and reweighting, yet they struggle with the complex biases inherent in LLMs. To address such limitations, the causal relationship behind the prompting methods is uncovered using a structural causal model, and a novel causal prompting method based on front-door adjustment is proposed to effectively mitigate LLMs biases. In specific, causal intervention is achieved by designing the prompts without accessing the parameters and logits of LLMs. The chain-of-thought generated by LLM is employed as the mediator variable and the causal effect between input prompts and output answers is calculated through front-door adjustment to mitigate model biases. Moreover, to accurately represent the chain-of-thoughts and estimate the causal effects, contrastive learning is used to fine-tune the encoder of chain-of-thought by aligning its space with that of the LLM. Experimental results show that the proposed causal prompting approach achieves excellent performance across seven natural language processing datasets on both open-source and closed-source LLMs.